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John Lawyer

Ameriprise Financial Services, LLC

Bakersfield, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-04
  • CA RA
    APPROVED
    Since 2026-08-04

Branch Locations

9700 Stockdale Hwy Ste 100, Bakersfield, CA 93311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bakersfield CA 02/2014 Present
Ameriprise Financial Services, Llc Bakersfield CA 02/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-01
S63 Uniform Securities Agent State Law Examination 2005-01-20
  • S66 Uniform Combined State Law Examination
    2026-08-01
  • S63 Uniform Securities Agent State Law Examination
    2005-01-20
Other Names
  • John K Lawyer
  • John Kenneth Lawyer

View on SEC IAPD

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