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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-20 |
| NY | RA | APPROVED | 2026-07-20 |
Branch Locations
2607 Dauphin St Ste B, Mobile, AL 36606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 01/2011 | 03/2020 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 12/2022 | 03/2026 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | 03/2026 |
| Ameriprise Financial Services, Llc | Mobile | AL | 07/2026 | Present |
| Unemployed | Minneapolis | MN | 04/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-04 |
| S66 | Uniform Combined State Law Examination | 2002-08-15 |
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