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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-08-06 |
Branch Locations
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
2420 Hyde Park Rd Suite C, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker-Dealer, Inc. | St.LOuis | MO | 12/2014 | 09/2020 |
| Adp Llc. | St.LOuis | MO | 12/2014 | 09/2020 |
| Mutual Of America Financial Group | St. Louis | MO | 04/2021 | 07/2021 |
| Epic Rps | New York | NY | 09/2020 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | Present |
| Retirement Plan Advisors Llc | Chicago | IL | 07/2021 | 06/2025 |
| Retirement Plan Advisors, Llc | Chicago | IL | 07/2026 | Present |
1) FINRA ARBITRATOR, BROOK FIELD PLACE, 200 LIBERTY ST, 11TH FLR, NEW YORK, NY, 05/24/21, NIR, 1 hr/mo- 0/TRADING HR. 2) RETIREMENT PLAN ADVISOR, LLC., IAR, 2420 Hyde Park Road, #C, Jefferson City, MO 65109, 07/21/2021. 37 HR/MONTH, 37 TRADING HOURS/MONTH. 3) TAMME T. FORD, 3449 Arsenal St., St. Louis MO 63118, 07/2025, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-12 |
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