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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2026-08-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne L. Warren | Broken Bow | OK | 06/1999 | Present |
| New York Life | Tulsa | OK | 04/2001 | Present |
| Eagle Strategies Llc | Broken Bow | OK | 08/2026 | Present |
I OWN AND RAISE CATTLE AS A HOBBY. I AM THE SOLE OWNER OF MY CATTLE AND USE MY HOME ADDRESS FOR ANY MAIL CORRESPONDENCE DUE TO THE OPERATION. I DEVOTE APPROXIMATELY 10-15 HOURS PER MONTH (AFTERNOONS & WEEKENDS) TO COMPLETE THE NECESSARY FARM-RELATED WORK. OBA IS FOR BROKER. BROKER WITH OTHER COMPANIES TO MARKET AND SELL NON-SECURITY PRODUCTS. [Idabel Rotary Club; non- profit civic organization; 1901 E. Washington Idabel, OK 74745; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-28 |
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