Amy Jo Mayhew

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2026-08-25

VT RA
APPROVED

Since 2026-08-25

Branch Locations

30 Main St, Middlebury, VT 05753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
People's United Bank, Na	Bridgeport	CT	11/2001	12/2022
People's United Advisors, Inc.	Bridgeport	CT	04/2018	09/2024
Wilmington Trust Investment Advisors,	Wilmington	DE	09/2024	01/2026
Community Financial Services Group Llc	Middlebury	VT	01/2026	Present
Lpl Financial	Middlebury	VT	08/2026	Present

11/2001 → 12/2022

People's United Bank, Na

Bridgeport, CT
04/2018 → 09/2024

People's United Advisors, Inc.

Bridgeport, CT
09/2024 → 01/2026

Wilmington Trust Investment Advisors,

Wilmington, DE
01/2026 → Present

Community Financial Services Group Llc

Middlebury, VT
08/2026 → Present

Lpl Financial

Middlebury, VT

Previous Registrations

2024-09-11 → 2026-01-22

Wilmington Trust Investment Advisors, Inc.

Bridgeport, CT
2023-01-05 → 2024-09-10

People'S United Advisors, Inc.

Wilmington, DE
2018-04-05 → 2022-12-31

People'S United Advisors, Inc.

Rutland, VT

Other Businesses

1. 07/2026 - Community Financial Services Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/25/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-27

S65 Uniform Investment Adviser Law Examination

2018-02-27

Other Names

Amy J. Mayhew
Amy J. Prokay
Amy Jo Thompson
Amy J Mayhew

View on SEC IAPD