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Mary Ann Sullivan

Mercer Global Advisors Inc.

Walnut Creek, CA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-24
  • CA RA
    APPROVED
    Since 2026-07-24

Branch Locations

100 Pringle Ave. Suite 310, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 02/2017 09/2018
Unemployed Martinez CA 07/2016 10/2016
Robert Half San Francisco CA 11/2016 02/2017
Morgan Stanley Walnut Creek CA 10/2018 05/2025
Mercer Global Advisors Inc. Walnut Creek CA 03/2026 Present
Unemployed Martinez CA 03/2025 03/2026
Previous Registrations
Other Businesses

1) RENTAL PROPERTY; INVESTMENT RELATED; 2759 S PAGOSA STREET, AURORA, CO.; OWNER; 04/2004; DEVOTE 1 HOUR/MONTH TO THIS BUSINESS, NONE DURING TRADING HOURS. DUTIES INCLUDE: COLLECTING RENT AND ARRANGING FOR REPAIRS AND SERVICES AT THE PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-20
S63 Uniform Securities Agent State Law Examination 1991-04-17
  • S65 Uniform Investment Adviser Law Examination
    2009-05-20
  • S63 Uniform Securities Agent State Law Examination
    1991-04-17
Designations
Other Names
  • Mary Ann Kelly
  • Mary Ann Kelly
  • Mary Ann Kelly
  • Mary Ann Kelly
  • Mary Ann Kelly
  • Mary Ann Sullivan

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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