Roger Lee Debock

Current Employers

Shepherd Investment Management

Palo Alto, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2026-08-18

CA RA
APPROVED_RES

Since 2026-08-18

Branch Locations

San Diego, CA • United States

Palo Alto, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Rdb Consulting	San Diego	CA	10/2015	Present
Shepherd Investment Management	Palo Alto	CA	08/2026	Present

10/2015 → Present

Rdb Consulting

San Diego, CA
08/2026 → Present

Shepherd Investment Management

Palo Alto, CA

Previous Registrations

2006-07-10 → 2007-07-18

Wfp Securities

San Diego, CA

San Diego, CA

San Diego, CA

Other Businesses

RDB Consulting - not investment-related - San Diego, CA - management consulting firm - Principal - 10/2015 - 160 - 160 - Provides financial management and consulting services in the areas of Finance and Capital Formation for domestic and international clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-03
S63	Uniform Securities Agent State Law Examination	1988-10-21

S65 Uniform Investment Adviser Law Examination

2006-07-03
S63 Uniform Securities Agent State Law Examination

1988-10-21

Other Names

Roger Lee Debock
Roger Lee Debock

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