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Dodie Lynn Kirby

Wells Fargo Clearing Services, LLC

Indianapolis, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-18
  • TX RA
    APPROVED_RES
    Since 2026-08-18

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Carmel IN 04/2012 03/2019
Ross, Sinclaire & Associates Cincinnati OH 06/2019 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 04/2021 03/2024
Edward Jones Noblesville IN 01/2021 04/2021
Winthrop Capital Indianapolis IN 07/2020 11/2020
Wells Fargo Clearing Services, Llc Indianapolis IN 03/2024 Present
  • 04/2012 → 03/2019
    J.J.B. Hilliard, W.L. Lyons, Llc
    Carmel, IN
  • 06/2019 → 06/2020
    Ross, Sinclaire & Associates
    Cincinnati, OH
  • 04/2021 → 03/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Indianapolis, IN
  • 01/2021 → 04/2021
    Edward Jones
    Noblesville, IN
  • 07/2020 → 11/2020
    Winthrop Capital
    Indianapolis, IN
  • 03/2024 → Present
    Wells Fargo Clearing Services, Llc
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-27
  • S63 Uniform Securities Agent State Law Examination
    1995-02-27
Other Names
  • Dodie Lynn Brumfield
  • Dodie Lynn Kirby
  • Dodie L Kirby

View on SEC IAPD

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