Stephen Abbott

Mml Investors Services, LLC

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-29

NY RA
APPROVED

Since 2026-07-29

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	10/2009	05/2022
Cuna Brokerage Services, Inc.	Waverly	IA	10/2009	05/2022
Lpl Financial Llc	Farmingville	NY	05/2022	11/2025
Mml Investors Services, Llc	Hauppauge	NY	07/2026	Present
Massmutual Life Insurance Company	Hauppauge	NY	05/2024	Present

10/2009 → 05/2022

Cuna Mutual Group

Waverly, IA
10/2009 → 05/2022

Cuna Brokerage Services, Inc.

Waverly, IA
05/2022 → 11/2025

Lpl Financial Llc

Farmingville, NY
07/2026 → Present

Mml Investors Services, Llc

Hauppauge, NY
05/2024 → Present

Massmutual Life Insurance Company

Hauppauge, NY

Previous Registrations

2022-05-18 → 2025-12-03

Lpl Financial Llc

Farmingville, NY
2009-10-12 → 2022-05-18

Cuna Brokerage Services, Inc.

South Setauket, NY

Farmingville, NY

Riverhead, NY
2008-09-11 → 2009-04-24

Edward Jones

St Louis, MO

Mattituck, NY

Mattituck, NY

St Louis, MO

Mattituck, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-25
S63	Uniform Securities Agent State Law Examination	1993-08-18

S66 Uniform Combined State Law Examination

2008-08-25
S63 Uniform Securities Agent State Law Examination

1993-08-18

Designations

View on SEC IAPD

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