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Kim-Tieng Tear Baron

Gc Wealth Management Ria, LLC

Bellevue, WA

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Current Employers
Gc Wealth Management Ria, Llc

20 University Road 4Th Floor, Cambridge, MA 02138-5815 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-19
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

500 108Th Avenue Ne Suite 1100, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Bellevue WA 09/2016 11/2021
Unemployed Horgen 06/2015 09/2016
First Republic Securities Company, Llc Bellevue WA 12/2021 09/2023
First Republic Investment Management, Inc Bellevue WA 12/2021 01/2024
J.P. Morgan Securities Llc Bellevue WA 09/2023 01/2024
Catalytic Wealth Management Cambridge MA 01/2024 Present
  • 09/2016 → 11/2021
    Ubs Financial Services, Inc.
    Bellevue, WA
  • 06/2015 → 09/2016
    Unemployed
    Horgen
  • 12/2021 → 09/2023
    First Republic Securities Company, Llc
    Bellevue, WA
  • 12/2021 → 01/2024
    First Republic Investment Management, Inc
    Bellevue, WA
  • 09/2023 → 01/2024
    J.P. Morgan Securities Llc
    Bellevue, WA
  • 01/2024 → Present
    Catalytic Wealth Management
    Cambridge, MA
Previous Registrations
  • 2021-12-08 → 2024-01-22
    J.P. Morgan Private Wealth Advisors Llc
    Bellevue, WA
    Bellevue, WA
  • 2020-11-20 → 2021-12-16
    Ubs Financial Services Inc.
    Bellevue, WA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20
Other Names
  • Kim Tear Baron
  • Kim Baron
  • Kim-Tieng D Tear
  • Kim Tear

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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