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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-10 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Bellevue | WA | 01/2023 | 10/2025 |
| Hsbc Bank Usa, N.A. | Bellevue | WA | 11/2022 | 10/2025 |
| Cwxin Corporation Management Co., Ltd | Guangzhou | 11/2019 | 10/2020 | |
| Prudential | Hong Kong | 02/2019 | 10/2019 | |
| Intercontinental Huizhou Resort | Huizhou | 01/2018 | 07/2018 | |
| Full-Time Education | Huizhou | 07/2018 | 02/2019 | |
| Full-Time Education | Huizhou | 09/2015 | 01/2018 | |
| Unemployed | Gaithersburg | MD | 10/2020 | 07/2021 |
| Full-Timed Education | Gaithersburg | MD | 08/2021 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-24 |
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