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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-13
  • NC RA
    APPROVED
    Since 2026-07-13

Branch Locations

1509 Highwoods Blvd, Greensboro, NC 27410 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Greensbroro NC 11/2018 Present
Suntrust Bank Greensboro NC 11/2015 11/2018
First Citizens Investor Services Raleigh NC 01/2023 Present
  • 11/2018 → Present
    First Citizens Bank
    Greensbroro, NC
  • 11/2015 → 11/2018
    Suntrust Bank
    Greensboro, NC
  • 01/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-13
S63 Uniform Securities Agent State Law Examination 2023-03-10
  • S65 Uniform Investment Adviser Law Examination
    2026-07-13
  • S63 Uniform Securities Agent State Law Examination
    2023-03-10

View on SEC IAPD

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