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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-11 |
Branch Locations
711 High Street, Des Moines, IA 50392 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Asset Management | Des Moines | IA | 06/2026 | Present |
| Principal Funds Distributor | Des Moines | IA | 06/2026 | Present |
| Principal Asset Management | Des Moines | IA | 07/2024 | 06/2026 |
| Hawcott Lawn Service Llc | Nevada | IA | 04/2022 | 10/2022 |
| Whiskey River On Vintage, Inc. | Ankeny | IA | 08/2020 | 09/2020 |
| Compass Group Usa, Inc. | Ames | IA | 08/2021 | 10/2024 |
| Prime Communications Retails Llc | Ankeny | IA | 12/2020 | 05/2021 |
| Rj Lawn Service, Inc. | Waukee | IA | 05/2021 | 08/2021 |
| Ames Golf And Country Club | Ames | IA | 04/2023 | Present |
| Des Moines Area Community College | Ankeny | IA | 08/2020 | 12/2020 |
| Iowa State University | Ames | IA | 08/2021 | 07/2024 |
| Indianola Community School District | Indianola | IA | 08/2015 | 06/2020 |
| Brm2 Inc. | Indianola | IA | 07/2016 | 12/2016 |
| Wbi Holdings Llc | West Des Moines | IA | 07/2019 | 06/2020 |
| Iowa Usssa Sports Officials Inc | Des Moines | IA | 02/2018 | 10/2019 |
| Northwestern Mutual Investment Services | West Des Moines | IA | 03/2022 | 04/2022 |
| Jax Inc. | Ames | IA | 09/2021 | 09/2021 |
| Indianola Baseball Inc | Indianola | IA | 06/2017 | 07/2018 |
| The Sports Page Bar & Grill | Indianola | IA | 02/2020 | 03/2020 |
Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. Ames Golf and Country Club, not investment related, 5752 George Washington Carver Ave, Ames, IA 50010. Golf Course, Course Maintenance Staff, work as an employee for course Maintenance, started 04/2023, Approximately 16 hrs. maximum dedicated per month with none dedicated during securities trading hours. Work yearly between April and October. Duties include Mowing and various course maintenance projects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-10 |
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