Inactive

Lacey E Brook

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-24

CA RA
APPROVED

Since 2026-08-24

Branch Locations

2 Theatre Square Suite 322, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Orinda	CA	07/2022	Present
Raymond James And Associates	Walnut Creek	CA	02/2015	07/2022

07/2022 → Present

Morgan Stanley

Orinda, CA
02/2015 → 07/2022

Raymond James And Associates

Walnut Creek, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-24

S65 Uniform Investment Adviser Law Examination

2026-08-24

Other Names

Lacey Erin Brook

View on SEC IAPD

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