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30700 Russell Ranch Road 214, Westlake Village, CA 91362 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Houston | TX | 08/2015 | 08/2019 |
| Frost Brokerage Services | Houston | TX | 01/2021 | 04/2021 |
| Cammed Goods | Houston | TX | 04/2019 | 08/2022 |
| The Broughton Investment Group, Inc. | Houston | TX | 01/2021 | 11/2022 |
| Awm Financial Services Inc. | The Woodlands | TX | 08/2023 | 01/2025 |
| Gulf Coast Center | Texas City | TX | 11/2022 | 08/2023 |
| Cords Investments | Houston | TX | 01/2023 | 09/2023 |
| Broughton Investment Group | Houston | TX | 01/2021 | 11/2022 |
| Frost Brokerage | Houston | TX | 01/2019 | 08/2020 |
| Unemployed | Houston | TX | 01/2025 | 02/2025 |
| Farmers Insurance | Houston | TX | 03/2025 | Present |
| Farmers Financial Solutions | Houston | TX | 08/2025 | Present |
| My Reptile Guys | Houston | TX | 03/2025 | Present |
| Farmers Asset Management | Houston | TX | 08/2026 | Present |
LUCKY DOG PROPERTIES POSITION: owner NATURE: Personal real estate investing in long term rentals INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2025 ADDRESS: Houston TX 77058, United States DESCRIPTION: Identifying purchasing and filling rental properties as personal investments FARMERS INSURANCE POSITION: agent NATURE: P&C insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2025 ADDRESS: Pearland TX 77584, United States DESCRIPTION: Licensed insurance agent appointed with various insurance carriers MY REPTILE GUYS POSITION: Franchisee NATURE: Children's entertainment and education INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: Houston TX 77058, United States DESCRIPTION: Care for reptiles and present educational presentations to clients ranging from birthdays to schools
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-16 |
| S66 | Uniform Combined State Law Examination | 2016-03-21 |
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