Christopher James Schwarzkoff

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-03-29

MI RA
APPROVED

Since 2021-03-29

Branch Locations

Chesterfield, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Greenwood Village	CO	08/2016	09/2020
Diversified Retirement Services	Chesterfield	MI	03/2021	Present
Founders Financial Securities, Llc	Towson	MD	03/2021	Present
Unemployed; Moving Across Country	Parker	CO	10/2020	02/2021

08/2016 → 09/2020

Gwfs Equities, Inc.

Greenwood Village, CO
03/2021 → Present

Diversified Retirement Services

Chesterfield, MI
03/2021 → Present

Founders Financial Securities, Llc

Towson, MD
10/2020 → 02/2021

Unemployed; Moving Across Country

Parker, CO

Other Businesses

Diversified Retirement Services; Investment-related; 52446 Silent Ridge, Chesterfield, MI 48051; Fixed insurance product sales; Agent; 3/1/2021; 20 hours/month, 10 hours/month during trading; Solicitation and placement of fixed insurance products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-29
S63	Uniform Securities Agent State Law Examination	2016-10-14

S65 Uniform Investment Adviser Law Examination

2021-03-29
S63 Uniform Securities Agent State Law Examination

2016-10-14

Other Names

Chris James Schwarzkoff

View on SEC IAPD