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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-14 |
| VT | RA | APPROVED | 2026-08-10 |
Branch Locations
105 West View Road 5Th Floor, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Burlington | VT | 12/2024 | 12/2025 |
| Progressive Insurance | Colchester | VT | 11/2014 | 03/2018 |
| Healthy Living | South Burlington | VT | 03/2018 | 12/2018 |
| Independent Respite Provider | Fairfax | VT | 01/2019 | 11/2019 |
| Smuggler's Notch Resort | Jeffersonville | VT | 11/2019 | 12/2024 |
| Hickok & Boardman Capital Management | Burlington | VT | 12/2024 | 12/2025 |
| Morgan Stanley | Colchester | VT | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-10 |
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