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Robbie James Newman

August Wealth Advisors LLC

Westport, CT

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Current Employers
August Wealth Advisors Llc

51 Riverside Avenue First Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-12
  • CT RA
    APPROVED
    Since 2026-08-12

Branch Locations

51 Riverside Avenue First Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc New York NY 05/2016 02/2026
August Wealth Advisors, Llc Westport CT 07/2026 Present
Unemployed N/A XX 03/2026 06/2026
  • 05/2016 → 02/2026
    Ubs Securities Llc
    New York, NY
  • 07/2026 → Present
    August Wealth Advisors, Llc
    Westport, CT
  • 03/2026 → 06/2026
    Unemployed
    N/A, XX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-04
S63 Uniform Securities Agent State Law Examination 2006-12-13
  • S65 Uniform Investment Adviser Law Examination
    2026-08-04
  • S63 Uniform Securities Agent State Law Examination
    2006-12-13
Other Names
  • Robert James Newman
  • Robert J Newman

View on SEC IAPD

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