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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-29 |
Branch Locations
Naples, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Bridgton | ME | 10/2012 | 08/2025 |
| Lpl Enterprise Llc | Auburn | ME | 03/2026 | Present |
| Keybank | Bridgton | ME | 10/2012 | 08/2025 |
| Crescent Industries Inc | Auburn | ME | 08/2025 | Present |
1. 03/10/2026 - Crescent Industries Inc - Other - Investment related - Auburn ME - OBA start date: 08/04/2025 - 08 Hrs/Mth - 08 Hrs During Trading 2. 03/10/2026 - Charlotte Kelly N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Naples ME - OBA start date: 02/25/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 03/10/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Naples ME - OBA start date: 02/25/2026 - 160 Hrs/Mth - 160 Hrs During Trading 4. 03/10/2026 - State of Maine Notary - Notary - Investment related - Naples ME - OBA start date: 12/19/2006 - 00 Hrs/Mth - 00 Hrs During Trading 5. 03/10/2026 - Clyde Bailey Drop-In Center - Non-Profit Board Member - Not Investment related - Raymond ME - OBA start date: 02/03/2025 - 10 Hrs/Mth - 00 Hrs During Trading 6. 03/10/2026 - Rex A Bradbury - Act in a Fiduciary Capacity - Investment related - Naples ME - OBA start date: 03/01/2016 - 08 Hrs/Mth - 04 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-28 |
| S66 | Uniform Combined State Law Examination | 2000-05-25 |
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