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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-02-13 |
| MO | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
900 W Foxwood Dr, Raymore, MO 64083 • United States
6940 Mission Rd, Prairie Village, KS 66208 • United States
4970 Roe Blvd, Roeland Park, KS 66205 • United States
5100 W 95Th St, Prairie Village, KS 66207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Overland Park | KS | 10/2016 | 11/2016 |
| Dst Systems Inc | Kansas City | MO | 09/2014 | 09/2016 |
| Federal Reserve Bank Of Kansas City | Kansas City | MO | 12/2016 | 01/2018 |
| Brookside Wine And Spirits | Kansas City | MO | 01/2018 | 07/2018 |
| Dst Market Services | Kansas City | MO | 04/2018 | 07/2019 |
| U.S. Bancorp Investments, Inc. | Prairie Village | KS | 08/2019 | 02/2026 |
| U.S. Bank | Prairie Village | KS | 08/2019 | 02/2021 |
| U.S. Bancorp Advisors, Llc | Roeland Park | KS | 02/2026 | Present |
Seedling Strings; Not Investment-related; Kansas City, KS; Educational Non-Profit; Secretary of the Board; 10/22/2025; 2 hours/month; 0 hours/trading; Attend Board Meetings and take meeting minutes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-04 |
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