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Inactive

Todd E Werling

Spc

Ann Arbor, MI

Fort Wayne, IN

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-11
  • IN RA
    APPROVED
    Since 2026-08-11

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

6315 Mutual Drive Suite H, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Werling Financial Group Fort Wayne IN 02/1999 Present
Sigma Planning Corporation Ann Arbor MI 08/2026 Present
  • 02/1999 → Present
    Werling Financial Group
    Fort Wayne, IN
  • 08/2026 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-24
S63 Uniform Securities Agent State Law Examination 2000-06-08
  • S65 Uniform Investment Adviser Law Examination
    2024-09-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-08

View on SEC IAPD

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Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

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