Best Investors Account Sign in
Inactive

Patrick Richard Howlett

Howlett Tax Services, Inc

Sedona, AZ

Claim This Profile
Current Employers
Howlett Tax Services, Inc

Sedona, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-30
  • AZ RA
    APPROVED
    Since 2026-07-30

Branch Locations

Sedona, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howlett Financial & Tax Services, Inc Nipomo CA 10/1989 12/2022
Howlett Tax Services, Inc Las Vegas NV 01/2023 11/2025
Howlett Tax Services Inc Sedona AZ 11/2025 Present
Previous Registrations
  • 1988-08-05 → 2024-05-30
    Howlett Financial & Tax Services, Inc
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-16
S63 Uniform Securities Agent State Law Examination 1984-10-25
  • S65 Uniform Investment Adviser Law Examination
    2026-07-16
  • S63 Uniform Securities Agent State Law Examination
    1984-10-25

View on SEC IAPD

More in Sedona, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor