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Charles Franklin Klumpp

Pacific Pension Advisors LLC

Mission Viejo, CA

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Current Employers
Pacific Pension Advisors Llc

27201 Puerta Real Suite 300, Mission Viejo, CA 92691-8590 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-07-17
  • CA RA
    APP_PEND_IARCE
    Since 2026-07-17

Branch Locations

27201 Puerta Real Suite 300, Mission Viejo, CA 92691-8590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Riverside CA 06/2016 02/2017
Pacific Financial Advisory Group Llc Mission Viejo CA 01/2018 12/2025
Sole Proprietor Mission Viejo CA 06/2016 Present
Pacific Pension Advisors Llc Mission Viejo CA 04/2026 Present
  • 06/2016 → 02/2017
    Waddell & Reed
    Riverside, CA
  • 01/2018 → 12/2025
    Pacific Financial Advisory Group Llc
    Mission Viejo, CA
  • 06/2016 → Present
    Sole Proprietor
    Mission Viejo, CA
  • 04/2026 → Present
    Pacific Pension Advisors Llc
    Mission Viejo, CA
Previous Registrations
  • 2018-01-09 → 2025-12-31
    Pacific Financial Advisory Group Llc
    Mission Viejo, CA
    Temecula, CA
    Mission Viejo, CA
  • 2016-06-13 → 2017-02-03
    Waddell & Reed
    Riverside, CA
  • 2013-09-16 → 2015-12-31
    Transamerica Financial Advisors, Llc
    Murrieta, CA
    Lake Elsinore, CA
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-14
S65 Uniform Investment Adviser Law Examination 2001-05-07
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S66 Uniform Combined State Law Examination
    2013-09-14
  • S65 Uniform Investment Adviser Law Examination
    2001-05-07
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12

View on SEC IAPD

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