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Lan Van Lam

Ubs Financial Services Inc.

Anchorage, AK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-07-31
  • AK RA
    APPROVED
    Since 2026-07-31

Branch Locations

3000 A Street, Suite 100, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Henderson Investors Us Llc Denver CO 02/2022 01/2023
Janus Henderson Distributors Us Llc Denver CO 02/2023 08/2024
Hire Connections Centennial CO 10/2021 01/2022
Alaska Native Medical Center Anchorage AK 08/2020 09/2021
Omg Nails And Spa Anchorage AK 01/2012 08/2021
Omg Nails And Spa Anchorage AK 09/2024 03/2025
Allocated Anchorage AK 09/2024 Present
Ubs Financial Services Inc. Anchorage AK 07/2025 Present
  • 02/2022 → 01/2023
    Janus Henderson Investors Us Llc
    Denver, CO
  • 02/2023 → 08/2024
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 10/2021 → 01/2022
    Hire Connections
    Centennial, CO
  • 08/2020 → 09/2021
    Alaska Native Medical Center
    Anchorage, AK
  • 01/2012 → 08/2021
    Omg Nails And Spa
    Anchorage, AK
  • 09/2024 → 03/2025
    Omg Nails And Spa
    Anchorage, AK
  • 09/2024 → Present
    Allocated
    Anchorage, AK
  • 07/2025 → Present
    Ubs Financial Services Inc.
    Anchorage, AK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
S63 Uniform Securities Agent State Law Examination 2022-07-28
  • S66 Uniform Combined State Law Examination
    2026-07-31
  • S63 Uniform Securities Agent State Law Examination
    2022-07-28

View on SEC IAPD

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MARIETTA OBYRNE HALL
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CAMERON G GILCHRIST
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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
LPL FINANCIAL LLC · Anchorage, AK
THRIVENT INVESTMENT MANAGEMENT INC. · ANCHORAGE, AK
EDWARD JONES · ANCHORAGE, AK
PFS INVESTMENTS INC. · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK

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