James Andrew Alders

Current Employers

Forefront

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-31

TX RA
APPROVED

Since 2025-10-31

Branch Locations

Buda, TX • United States

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	10/2016	06/2020
Equitable Advisors, Llc	New York	NY	10/2016	10/2025
Wal-Mart Inc.	Austin	TX	08/2016	10/2016
Forefront Wealth Partners, Llc	Austin	TX	10/2025	Present
Principatus Wealth	Buda	TX	10/2025	Present

10/2016 → 06/2020

Axa Advisors, Llc

New York, NY
10/2016 → 10/2025

Equitable Advisors, Llc

New York, NY
08/2016 → 10/2016

Wal-Mart Inc.

Austin, TX
10/2025 → Present

Forefront Wealth Partners, Llc

Austin, TX
10/2025 → Present

Principatus Wealth

Buda, TX

Previous Registrations

2017-02-06 → 2025-11-05

Equitable Advisors, Llc

Austin, TX

Austin, TX

Austin, TX

Other Businesses

1. EXECUTOR FOR FATHER-IN-LAW'S TRUST 2. Principatus Wealth, investment related; Buda, TX; DBA for wealth management business through Forefront Advisor Network; Founder and Financial Planner; 160 hrs/month, during securities hours. 3. Treasurer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-03

S66 Uniform Combined State Law Examination

2016-12-03

Designations

Other Names

Drew Alders
James Alders

View on SEC IAPD