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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-18 |
| CA | RA | APPROVED | 2026-08-17 |
| IL | RA | APPROVED | 2026-08-17 |
| MD | RA | APPROVED | 2026-08-17 |
| MI | RA | APPROVED | 2026-08-17 |
| PA | RA | APPROVED | 2026-08-17 |
Branch Locations
377 E Butterfield Rd. 270, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Travelers Insurance | Naperville | IL | 10/2005 | 10/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2021 | 03/2024 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 03/2022 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | 03/2024 |
| Guardian Life Insurance | Deerfield | IL | 04/2024 | 07/2025 |
| Park Avenue Securities | Deerfield | IL | 04/2024 | 11/2025 |
| Guardian Life Insurance Company | Naperville | IL | 06/2024 | 11/2025 |
| Park Avenue Securities | Naperville | IL | 06/2024 | 07/2025 |
| Park Avenue Securities | Lombard | IL | 07/2025 | Present |
| Guardian Life Insurance Company | Lombard | IL | 07/2025 | Present |
1. Power of Attorney - Wife, Stephine Williams, Start Date: 5/2/2025, Address: 133 Waxwing Ave., Naperville, IL 60656, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-24 |
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