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Mia Gabriella Jay

Ubs Financial Services Inc.

Walnut Creek, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-24
  • CA RA
    APPROVED
    Since 2026-08-24

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Nashville CA 06/2024 01/2025
The Well Coffeehouse Nashville TN 08/2023 12/2023
Ubs Financial Services, Inc Walnut Creek CA 06/2021 12/2023
Sisi Cafe Moraga CA 08/2020 02/2021
Ubs Financial Services, Inc Walnut Creek CA 07/2025 Present
Belmont University Nashville TN 08/2021 05/2025
Campolindo High School Moraga CA 08/2017 06/2021
Joaquin Moraga Intermediate School Moraga CA 08/2014 06/2017
  • 06/2024 → 01/2025
    Northwestern Mutual
    Nashville, CA
  • 08/2023 → 12/2023
    The Well Coffeehouse
    Nashville, TN
  • 06/2021 → 12/2023
    Ubs Financial Services, Inc
    Walnut Creek, CA
  • 08/2020 → 02/2021
    Sisi Cafe
    Moraga, CA
  • 07/2025 → Present
    Ubs Financial Services, Inc
    Walnut Creek, CA
  • 08/2021 → 05/2025
    Belmont University
    Nashville, TN
  • 08/2017 → 06/2021
    Campolindo High School
    Moraga, CA
  • 08/2014 → 06/2017
    Joaquin Moraga Intermediate School
    Moraga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-22
  • S66 Uniform Combined State Law Examination
    2026-08-22
Other Names
  • Mia Gabriella Jay
  • Mia Jay

View on SEC IAPD

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Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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