Kevin Christopher Deluca

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-02
CA	RA	APPROVED	2017-06-16

AZ RA
APPROVED

Since 2023-06-02
CA RA
APPROVED

Since 2017-06-16

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Peoria	AZ	08/2016	Present
Charles Schwab Bank, Ssb	Peoria	AZ	11/2021	Present

08/2016 → Present

Charles Schwab & Co., Inc.

Peoria, AZ
11/2021 → Present

Charles Schwab Bank, Ssb

Peoria, AZ

Other Businesses

1) The Phoenix Iowa Club | Investment Related:No|N/A|Phoenix|AZ|85004|USA|Education|Treasurer|4/7/2019|Less than 20|0|* Volunteer position only, no compensation. * Record keeping of incoming and outgoing cash flows. * In charge of creating reports that show income from events. * Create financial reports for the board. * Responsible for transferring funds from to our scholarship account.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-15

S66 Uniform Combined State Law Examination

2017-06-15

Other Names

Kevin Deluca
Kevin Deluca

View on SEC IAPD