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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-14
TX RA APPROVED 2026-07-14
  • IL RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

10 S Dearborn St, Chicago, IL 60603 • United States

875 15Th St Nw, Floor 07, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 05/2026 Present
Jpmorgan Chase Bank, N.A. Chicago IL 05/2026 Present
Mcdonald's Corporation Concord NC 07/2018 12/2018
Bojangles Concord NC 05/2018 07/2018
Fedex Concord NC 08/2017 11/2017
Discovery Place Charlotte NC 02/2019 09/2019
Autozone Concord NC 02/2019 05/2020
Wells Fargo (Principal) Charlotte NC 06/2020 10/2021
Principal Securities Inc Charlotte NC 02/2021 10/2021
The Vanguard Group, Inc. Charlotte NC 10/2021 09/2023
University Of North Carolina At Charlotte Charlotte NC 08/2017 12/2019
Cabarrus-Kannapolis Early College High School Concord NC 08/2013 08/2017
Wells Fargo Securities Charlotte NC 09/2023 05/2026
  • 05/2026 → Present
    Chicago, IL
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 07/2018 → 12/2018
    Mcdonald's Corporation
    Concord, NC
  • 05/2018 → 07/2018
    Bojangles
    Concord, NC
  • 08/2017 → 11/2017
    Fedex
    Concord, NC
  • 02/2019 → 09/2019
    Discovery Place
    Charlotte, NC
  • 02/2019 → 05/2020
    Autozone
    Concord, NC
  • 06/2020 → 10/2021
    Wells Fargo (Principal)
    Charlotte, NC
  • 02/2021 → 10/2021
    Principal Securities Inc
    Charlotte, NC
  • 10/2021 → 09/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → 12/2019
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2013 → 08/2017
    Cabarrus-Kannapolis Early College High School
    Concord, NC
  • 09/2023 → 05/2026
    Wells Fargo Securities
    Charlotte, NC
Other Businesses

Effective 5/18/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-13
S63 Uniform Securities Agent State Law Examination 2021-11-15
  • S66 Uniform Combined State Law Examination
    2026-07-13
  • S63 Uniform Securities Agent State Law Examination
    2021-11-15
Other Names
  • Stefan Moldovan
  • Sorin Stefan Moldovan
  • Sorin Moldovan

View on SEC IAPD

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