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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-11
  • TX RA
    APPROVED
    Since 2026-08-11

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 03/2021 06/2024
University Of Texas At Arlington Arlington TX 09/2018 12/2020
Unemployed Watauga TX 01/2018 08/2018
Smoothie King Watauga TX 06/2017 12/2017
Unemployed Watauga TX 09/2014 05/2017
Charles Schwab And Co., Inc. Southlake TX 06/2024 Present
  • 03/2021 → 06/2024
    Td Ameritrade
    Southlake, TX
  • 09/2018 → 12/2020
    University Of Texas At Arlington
    Arlington, TX
  • 01/2018 → 08/2018
    Unemployed
    Watauga, TX
  • 06/2017 → 12/2017
    Smoothie King
    Watauga, TX
  • 09/2014 → 05/2017
    Unemployed
    Watauga, TX
  • 06/2024 → Present
    Charles Schwab And Co., Inc.
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
S63 Uniform Securities Agent State Law Examination 2021-07-14
  • S66 Uniform Combined State Law Examination
    2026-08-11
  • S63 Uniform Securities Agent State Law Examination
    2021-07-14

View on SEC IAPD

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