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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-03 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walmart | Cranston | RI | 07/2020 | 09/2020 |
| Pfs Investments Inc. | Johnston | RI | 02/2021 | 07/2022 |
| Cec Entertainment, Inc. | Warwick | RI | 06/2018 | 05/2019 |
| Allied Universal Security Services | Providence | RI | 05/2021 | 07/2021 |
| Nichols College | Dudley | MA | 09/2019 | 05/2022 |
| Primerica Financial Services | Johnston | RI | 03/2019 | 06/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2022 | Present |
| Tiaa | Charlotte | NC | 06/2022 | Present |
| Paul Cuffee Upper School | Providence | RI | 09/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-14 |
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