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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-17 |
Branch Locations
Los Angeles , CA • United States
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steel Peak Wealth Management, Llc | Woodland Hills | CA | 08/2021 | 08/2022 |
| Awm Capital | Pasadena | CA | 04/2021 | 07/2021 |
| Trilogy Financial | Los Angeles | CA | 07/2020 | 09/2020 |
| Whole Foods Market | Beverly Hills | CA | 12/2018 | 04/2021 |
| Triprovide Llc | Los Angeles | CA | 10/2020 | 04/2021 |
| Altruist Financial Llc | Culver City | CA | 08/2022 | 03/2024 |
| Farther / Farther Finance Advisors | Los Angeles | CA | 05/2024 | 05/2024 |
| Jpmorgan Chase Bank, N.A./J.P. Morgan Securities Llc | Culver City | CA | 07/2024 | 10/2024 |
| Hot 8 Yoga Llc | Culver City | CA | 01/2024 | Present |
| Sage Hospitality Resources Llc | Los Angeles | CA | 07/2022 | 09/2022 |
| Fifth Street Gaming / Alsace La Hotel | Los Angeles | CA | 05/2022 | 07/2022 |
| Mendocino Farms, Llc | Santa Monica | CA | 02/2022 | 08/2022 |
| Albertsons Companies, Inc. | Los Angeles | CA | 03/2020 | 05/2020 |
| People 2.0 North America Llc | Memphis | TN | 01/2020 | 02/2020 |
| Darden Restaurants, Inc. | Memphis | TN | 11/2019 | 12/2019 |
| Bonefish Grill | Memphis | TN | 08/2019 | 08/2019 |
| Life Time Fitness | Memphis | TN | 11/2018 | 12/2018 |
| University Of Memphis | Memphis | TN | 09/2014 | 05/2018 |
| Adecco Employment Services | Memphis | TN | 10/2017 | 01/2018 |
| Enterprise Leasing Company Of Minnesota, Llc | Minneapolis | MN | 04/2016 | 09/2016 |
| Hwood Group / 755 Tacos | Los Angeles | CA | 04/2024 | Present |
| American General Life Ins. Co./Corebridge Cap. Svcs. Inc. | Woodland Hills | CA | 02/2025 | 01/2026 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 06/2026 | Present |
| University Of Memphis | Memphis | TN | 08/2014 | 12/2019 |
755 TACOS POSITION: Host NATURE: hospitality and host base. Non-financial related for special events such as award season helping coordinating event. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 9229 Sunset blvd #900, west hollywood CA 90069, United States DESCRIPTION: setup space for event and curate list of guest attending event and greet guest has they arrive as a host. Only work seasonly when there events like film and entertainment award seasons. HOT8YOGA STUDIO POSITION: PT Yoga Instructor NATURE: Yoga Studio providing yoga classes. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 8770 Washington BLVD, St, Culver City CA 90232, United States DESCRIPTION: yoga instructor providing small courses in cardio style cross-fit exercise format in the form of yoga to members of that studio non-financial related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-03 |
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