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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-17
  • CA RA
    APPROVED
    Since 2026-07-17

Branch Locations

Los Angeles , CA • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steel Peak Wealth Management, Llc Woodland Hills CA 08/2021 08/2022
Awm Capital Pasadena CA 04/2021 07/2021
Trilogy Financial Los Angeles CA 07/2020 09/2020
Whole Foods Market Beverly Hills CA 12/2018 04/2021
Triprovide Llc Los Angeles CA 10/2020 04/2021
Altruist Financial Llc Culver City CA 08/2022 03/2024
Farther / Farther Finance Advisors Los Angeles CA 05/2024 05/2024
Jpmorgan Chase Bank, N.A./J.P. Morgan Securities Llc Culver City CA 07/2024 10/2024
Hot 8 Yoga Llc Culver City CA 01/2024 Present
Sage Hospitality Resources Llc Los Angeles CA 07/2022 09/2022
Fifth Street Gaming / Alsace La Hotel Los Angeles CA 05/2022 07/2022
Mendocino Farms, Llc Santa Monica CA 02/2022 08/2022
Albertsons Companies, Inc. Los Angeles CA 03/2020 05/2020
People 2.0 North America Llc Memphis TN 01/2020 02/2020
Darden Restaurants, Inc. Memphis TN 11/2019 12/2019
Bonefish Grill Memphis TN 08/2019 08/2019
Life Time Fitness Memphis TN 11/2018 12/2018
University Of Memphis Memphis TN 09/2014 05/2018
Adecco Employment Services Memphis TN 10/2017 01/2018
Enterprise Leasing Company Of Minnesota, Llc Minneapolis MN 04/2016 09/2016
Hwood Group / 755 Tacos Los Angeles CA 04/2024 Present
American General Life Ins. Co./Corebridge Cap. Svcs. Inc. Woodland Hills CA 02/2025 01/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 06/2026 Present
University Of Memphis Memphis TN 08/2014 12/2019
  • 08/2021 → 08/2022
    Steel Peak Wealth Management, Llc
    Woodland Hills, CA
  • 04/2021 → 07/2021
    Awm Capital
    Pasadena, CA
  • 07/2020 → 09/2020
    Trilogy Financial
    Los Angeles , CA
  • 12/2018 → 04/2021
    Whole Foods Market
    Beverly Hills, CA
  • 10/2020 → 04/2021
    Triprovide Llc
    Los Angeles, CA
  • 08/2022 → 03/2024
    Altruist Financial Llc
    Culver City, CA
  • 05/2024 → 05/2024
    Farther / Farther Finance Advisors
    Los Angeles, CA
  • 07/2024 → 10/2024
    Jpmorgan Chase Bank, N.A./J.P. Morgan Securities Llc
    Culver City, CA
  • 01/2024 → Present
    Hot 8 Yoga Llc
    Culver City, CA
  • 07/2022 → 09/2022
    Sage Hospitality Resources Llc
    Los Angeles, CA
  • 05/2022 → 07/2022
    Fifth Street Gaming / Alsace La Hotel
    Los Angeles, CA
  • 02/2022 → 08/2022
    Mendocino Farms, Llc
    Santa Monica, CA
  • 03/2020 → 05/2020
    Albertsons Companies, Inc.
    Los Angeles, CA
  • 01/2020 → 02/2020
    People 2.0 North America Llc
    Memphis, TN
  • 11/2019 → 12/2019
    Darden Restaurants, Inc.
    Memphis, TN
  • 08/2019 → 08/2019
    Bonefish Grill
    Memphis, TN
  • 11/2018 → 12/2018
    Life Time Fitness
    Memphis, TN
  • 09/2014 → 05/2018
    University Of Memphis
    Memphis, TN
  • 10/2017 → 01/2018
    Adecco Employment Services
    Memphis, TN
  • 04/2016 → 09/2016
    Enterprise Leasing Company Of Minnesota, Llc
    Minneapolis, MN
  • 04/2024 → Present
    Hwood Group / 755 Tacos
    Los Angeles, CA
  • 02/2025 → 01/2026
    American General Life Ins. Co./Corebridge Cap. Svcs. Inc.
    Woodland Hills , CA
  • 06/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
  • 08/2014 → 12/2019
    University Of Memphis
    Memphis, TN
Previous Registrations
Other Businesses

755 TACOS POSITION: Host NATURE: hospitality and host base. Non-financial related for special events such as award season helping coordinating event. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 9229 Sunset blvd #900, west hollywood CA 90069, United States DESCRIPTION: setup space for event and curate list of guest attending event and greet guest has they arrive as a host. Only work seasonly when there events like film and entertainment award seasons. HOT8YOGA STUDIO POSITION: PT Yoga Instructor NATURE: Yoga Studio providing yoga classes. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 8770 Washington BLVD, St, Culver City CA 90232, United States DESCRIPTION: yoga instructor providing small courses in cardio style cross-fit exercise format in the form of yoga to members of that studio non-financial related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-14
S65 Uniform Investment Adviser Law Examination 2021-12-03
  • S63 Uniform Securities Agent State Law Examination
    2022-11-14
  • S65 Uniform Investment Adviser Law Examination
    2021-12-03
Other Names
  • Khalid A Ali
  • Khalid Ali

View on SEC IAPD

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