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Jose Vargas

Raymond James Investment Management

Miami, FL

St Petersburg, FL

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Current Employers
Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-10
  • FL RA
    APPROVED
    Since 2026-07-10

Branch Locations

Miami, FL • United States

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucap Securities Llc Miami FL 08/2018 02/2019
Capital Guardian New York NY 02/2016 02/2019
Highmore Group Advisors Llc New York NY 02/2016 04/2020
Raymond James & Associates, Inc. Miami FL 07/2020 11/2025
Safra National Bank Of New York Aventura FL 11/2025 06/2026
Carillon Fund Distibutors, Inc. Miami FL 06/2026 Present
Carillon Towers Advisers Miami FL 06/2026 Present
  • 08/2018 → 02/2019
    Ucap Securities Llc
    Miami, FL
  • 02/2016 → 02/2019
    Capital Guardian
    New York, NY
  • 02/2016 → 04/2020
    Highmore Group Advisors Llc
    New York, NY
  • 07/2020 → 11/2025
    Raymond James & Associates, Inc.
    Miami, FL
  • 11/2025 → 06/2026
    Safra National Bank Of New York
    Aventura, FL
  • 06/2026 → Present
    Carillon Fund Distibutors, Inc.
    Miami , FL
  • 06/2026 → Present
    Carillon Towers Advisers
    Miami , FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-19
  • S66 Uniform Combined State Law Examination
    2019-10-19

View on SEC IAPD

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