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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-08-11 |
| IN | RA | APPROVED | 2026-08-10 |
Branch Locations
Indianapolis, IN • United States
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Management Inc | Santa Fe | NM | 10/2016 | 04/2022 |
| Northern Trust | Tempe | AZ | 10/2015 | 10/2016 |
| Lpl Financial Llc | Fort Mill | SC | 02/2023 | 08/2025 |
| Cigna | Nashville | TN | 06/2022 | 12/2022 |
| Lumina Foundation For Education, Inc. | Indianapolis | IN | 09/2025 | 07/2026 |
| Thornburg Investment Management, Inc. | Santa Fe | NM | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-27 |
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