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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-08-11
IN RA APPROVED 2026-08-10
  • NM RA
    APPROVED
    Since 2026-08-11
  • IN RA
    APPROVED
    Since 2026-08-10

Branch Locations

Indianapolis, IN • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Investment Management Inc Santa Fe NM 10/2016 04/2022
Northern Trust Tempe AZ 10/2015 10/2016
Lpl Financial Llc Fort Mill SC 02/2023 08/2025
Cigna Nashville TN 06/2022 12/2022
Lumina Foundation For Education, Inc. Indianapolis IN 09/2025 07/2026
Thornburg Investment Management, Inc. Santa Fe NM 08/2026 Present
Previous Registrations
  • 2023-05-30 → 2025-09-08
    Fort Mill, SC
    Nasheville, TN
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-27
  • S66 Uniform Combined State Law Examination
    2023-04-27
Other Names
  • Linh Chi Le
  • Linh Chi Le

View on SEC IAPD

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