Garrett Knox Oakley

Current Employers

Oakley Private Wealth

1009 Seminole Drive, Marvin, NC 28173 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-07-10

NC RA
APPROVED

Since 2026-07-10

Branch Locations

1009 Seminole Drive, Marvin, NC 28173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual	New York	NY	08/2018	05/2019
Ey	New York	NY	05/2019	11/2021
Kpmg	Charlotte	NC	11/2021	01/2025
Alpha Fmc	Charlotte	NC	01/2025	Present
Robert W. Baird & Co. Incorporated	Charlotte	NC	05/2015	11/2016
Betterment Llc	New York	NY	11/2016	07/2018

08/2018 → 05/2019

Northwestern Mutual

New York, NY
05/2019 → 11/2021

Ey

New York, NY
11/2021 → 01/2025

Kpmg

Charlotte, NC
01/2025 → Present

Alpha Fmc

Charlotte, NC
05/2015 → 11/2016

Robert W. Baird & Co. Incorporated

Charlotte, NC
11/2016 → 07/2018

Betterment Llc

New York, NY

Previous Registrations

2017-10-06 → 2018-06-12

Betterment

New York, NY
2015-06-08 → 2016-12-01

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Davidson, NC
2013-09-16 → 2015-05-27

Mcgill Advisors, Inc.

Charlotte, NC

Other Businesses

Alpha Financial Markets Consulting Not Investment-Related 437 Madison Avenue, ste. 3200 New York, NY 10022 Management Consultant Partner Partner in the wealth management practice Start Date: 01/2025 120 hours per month varying on house during securities trading hours Manage management consulting engagements

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-02-05
S65	Uniform Investment Adviser Law Examination	2013-09-16

S63 Uniform Securities Agent State Law Examination

2016-02-05
S65 Uniform Investment Adviser Law Examination

2013-09-16

Designations

View on SEC IAPD