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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gnc | Chicago | IL | 08/2011 | 06/2019 |
| Pnc Wealth Management | Berwyn | IL | 05/2026 | Present |
| Zacks Investment Management | Chicago | IL | 05/2016 | 01/2019 |
| Lbmz Securities, Inc | Chicago | IL | 01/2018 | 01/2019 |
| Pnc Investments | Pittsburgh | PA | 01/2019 | 11/2021 |
| Northern Trust Securities, Inc. | Chicago | IL | 12/2021 | 05/2024 |
| Northern Trust Bank | Chicago | IL | 11/2021 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-11 |
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