Best Investors Account Sign in

Peter Stephen Horos

Capital Client Group, Inc.

Los Angeles, CA

Laguna Niguel, CA

Claim This Profile
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-05
  • CA RA
    APPROVED
    Since 2026-08-05

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Asset Mgmt/Goldman Sachs & Co., Llc Chicago IL 07/2012 06/2017
Jp Morgan Asset Mgmt/Jp Morgan Inst. Investments, Inc. Laguna Niguel CA 06/2017 06/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 06/2026 Present
  • 07/2012 → 06/2017
    Goldman Sachs Asset Mgmt/Goldman Sachs & Co., Llc
    Chicago, IL
  • 06/2017 → 06/2026
    Jp Morgan Asset Mgmt/Jp Morgan Inst. Investments, Inc.
    Laguna Niguel, CA
  • 06/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-05
  • S66 Uniform Combined State Law Examination
    2026-08-05
Other Names
  • Peter S Horos
  • Peter S Horos
  • Peter Horos
  • Peter Horos
  • Peter S. Horos

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor