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Current Employers
Sutter Capital Partners, Llc

6 Venture Suite 395, Irvine, CA 92168 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-14
  • FL RA
    APPROVED
    Since 2026-08-14

Branch Locations

Tampa, FL • United States

6 Venture Suite 395, Irvine, CA 92168 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp Boca Raton FL 01/2015 02/2019
I-Bankers Direct Llc. Boca Raton FL 02/2019 Present
Sutter Capital Partners Llc Irvine CA 08/2025 Present
  • 01/2015 → 02/2019
    Aegis Capital Corp
    Boca Raton, FL
  • 02/2019 → Present
    I-Bankers Direct Llc.
    Boca Raton, FL
  • 08/2025 → Present
    Irvine, CA
Other Businesses

1) Norton Services Inc. 13220 Whistler Mountain Rd, Delray Beach FL 33446; Not investment related; President, S Corp established for payroll and tax purposes 1099 employee; Start date: Jan 2018; 1 hour per month devoted to business; 0 hours during securities trading hours. 2.IBD Management, LLC. IBD-common ownership. Norton owns 25% Placement agreement with IBD. Investment related, Officer, 5 hours per week. Start 10/2020. 3. Sutter Capital Partners LLC 8-6-25 affiliated registered investment advisor. There are no conflicts of Interest. Compensation will be fee based. Office hours as needed. 3. IBD Wealth Management LLC. RIA under common ownership with I-Bankers Direct LLC. Officer, no compensation to date. Start date 2/1/2021. 4. Strategic Growth Ventures LLC. 45% Ownership, Investment related. Hours and compensation TBD. Start 10/2021. 5. Norton Family Life Insurance LLC. Non Investment Related. 13220 Whistler Mountain Rd, Delray Beach FL 33446. Officer. Started in 04/2023. Vehicle for a Family Life insurance policy. 6. Strategic Growth Opportunity LLC 50% Ownership , Oct 2020 Start Date. No Conflicts of Interest, Investment Related Hours, and Compensation TBA. Start 9-17-23 7. N.L.C. LLC Located in Boca Raton FLA State Date 1/2021. SPV GP and management strategic growth opportunities. Approximate amount of hours worked during trading hours 5-6 per week. Fees are earned for management of the SPV funds. Disclosed SPV no conflicts of interest. 8. Sutter Capital Partners LLC 8-6-25 affiliated registered investment advisor. There are no conflicts of Interest. Compensation will be fee based. Office hours as needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-09
S63 Uniform Securities Agent State Law Examination 2007-10-03
  • S65 Uniform Investment Adviser Law Examination
    2026-07-09
  • S63 Uniform Securities Agent State Law Examination
    2007-10-03

View on SEC IAPD

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