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6 Venture Suite 395, Irvine, CA 92168 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-14 |
Branch Locations
6 Venture Suite 395, Irvine, CA 92168 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Boca Raton | FL | 01/2015 | 02/2019 |
| I-Bankers Direct Llc. | Boca Raton | FL | 02/2019 | Present |
| Sutter Capital Partners Llc | Irvine | CA | 08/2025 | Present |
1) Norton Services Inc. 13220 Whistler Mountain Rd, Delray Beach FL 33446; Not investment related; President, S Corp established for payroll and tax purposes 1099 employee; Start date: Jan 2018; 1 hour per month devoted to business; 0 hours during securities trading hours. 2.IBD Management, LLC. IBD-common ownership. Norton owns 25% Placement agreement with IBD. Investment related, Officer, 5 hours per week. Start 10/2020. 3. Sutter Capital Partners LLC 8-6-25 affiliated registered investment advisor. There are no conflicts of Interest. Compensation will be fee based. Office hours as needed. 3. IBD Wealth Management LLC. RIA under common ownership with I-Bankers Direct LLC. Officer, no compensation to date. Start date 2/1/2021. 4. Strategic Growth Ventures LLC. 45% Ownership, Investment related. Hours and compensation TBD. Start 10/2021. 5. Norton Family Life Insurance LLC. Non Investment Related. 13220 Whistler Mountain Rd, Delray Beach FL 33446. Officer. Started in 04/2023. Vehicle for a Family Life insurance policy. 6. Strategic Growth Opportunity LLC 50% Ownership , Oct 2020 Start Date. No Conflicts of Interest, Investment Related Hours, and Compensation TBA. Start 9-17-23 7. N.L.C. LLC Located in Boca Raton FLA State Date 1/2021. SPV GP and management strategic growth opportunities. Approximate amount of hours worked during trading hours 5-6 per week. Fees are earned for management of the SPV funds. Disclosed SPV no conflicts of interest. 8. Sutter Capital Partners LLC 8-6-25 affiliated registered investment advisor. There are no conflicts of Interest. Compensation will be fee based. Office hours as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-03 |
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