Jennifer Lee Richter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-27

TX RA
APPROVED

Since 2026-07-27

Branch Locations

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc/ Thomson Investment Group	Prosper	TX	05/2005	Present

05/2005 → Present

Lpl Financial Llc/ Thomson Investment Group

Prosper, TX

Other Businesses

1. 02/2026 - Thomson Investment Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/4/2026 2. 02/2026 - Notary - Notary - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Prosper, TX, 75078 - OBA Start Date: 05/20/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-24

S66 Uniform Combined State Law Examination

2026-07-24

Other Names

Jennifer Lee Baker

View on SEC IAPD