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5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-21 |
Branch Locations
5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 01/2014 | 11/2025 |
| Bristal Lane Group | Waleska | GA | 11/2025 | Present |
| Ascentis | Waleska | GA | 05/2026 | Present |
Bristal Lane Group - Investment Related - Compliance Consulting - Compliance Consultant - 40hrs/week all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-18 |
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