James Bryan Shaughness

Current Employers

Legacy Financial Advisors

100 West Road, Suite 300, Towson, MD 21204 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-08-11

MD RA
APPROVED

Since 2026-08-11

Branch Locations

Reisterstown, MD • United States

100 West Road, Suite 300, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Rowe Price Investment Services, Inc.	Owings Mills	MD	03/1997	01/2026
Legacy Financial Advisors, Llc	Baltimore	MD	03/2026	Present

03/1997 → 01/2026

T. Rowe Price Investment Services, Inc.

Owings Mills, MD
03/2026 → Present

Legacy Financial Advisors, Llc

Baltimore, MD

Previous Registrations

2000-01-10 → 2007-07-25

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

Other Businesses

1. Various Insurance Companies; Independent Insurance Sales Agent; Investment Related; Life and Health Product Sales; Start Date 03/2026; 10 Hours/Month; 10 Hours During Trading Hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-11
S63	Uniform Securities Agent State Law Examination	1999-05-12

S65 Uniform Investment Adviser Law Examination

2026-08-11
S63 Uniform Securities Agent State Law Examination

1999-05-12

View on SEC IAPD