Anthony D Abrams

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-08-03
VA	RA	APPROVED	2026-07-30
MD	RA	APPROVED	2026-07-29

NC RA
APPROVED

Since 2026-08-03
VA RA
APPROVED

Since 2026-07-30
MD RA
APPROVED

Since 2026-07-29

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

11350 Random Hills Rd Ste 800, Fairfax, VA 22030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Abrams Financial Services	Vienna	VA	07/1991	Present
Questar Capital Corporation	Minneapolis	MN	05/2014	03/2019
Questar Asset Management	Minneapolis	MN	05/2014	03/2019
Woodbury Financial Services, Inc.	Upper Marlboro	MD	03/2019	09/2021
Woodbury Financial Services, Inc.	Upper Marlboro	MD	03/2019	09/2021
Regal Investment Advisors, Llc	Kentwood	MI	09/2023	11/2025
Cape Investment Advisory	Mcdonough	GA	07/2026	Present

07/1991 → Present

Abrams Financial Services

Vienna, VA
05/2014 → 03/2019

Questar Capital Corporation

Minneapolis, MN
05/2014 → 03/2019

Questar Asset Management

Minneapolis, MN
03/2019 → 09/2021

Woodbury Financial Services, Inc.

Upper Marlboro, MD
03/2019 → 09/2021

Woodbury Financial Services, Inc.

Upper Marlboro, MD
09/2023 → 11/2025

Regal Investment Advisors, Llc

Kentwood, MI
07/2026 → Present

Cape Investment Advisory

Mcdonough, GA

Previous Registrations

2023-09-05 → 2026-07-16

Regal Investment Advisors Llc

Fairfax, VA

Kentwood, MI

Upper Marlboro, MD
2019-03-01 → 2021-09-21

Woodbury Financial Services, Inc.

Upper Marlboro, MD
2014-05-15 → 2019-03-01

Questar Asset Management, Inc.

Minneapolis, MN

Vienna, VA

Upper Marlboro, MD

Upper Marlboro, MD
2012-07-27 → 2014-04-14

Colorado Financial Service Corporation

Centennial, CO

Ponte Vedra, FL

Vienna, VA
2004-01-06 → 2012-07-13

Money Concepts Capital Corp

Vienna, VA

Vienna, VA

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Other Businesses

Business Name: Abrams Financial Services, LLC - Investment Related: Yes - Address: 11350 Random Hills Rd, Suite 800, Fairfax, VA - Nature of Business: Investment Advisor Activities through Regal Investment Advisors, LLC using a DBA name; Insurance; Tax Preparation - Title or Relationship: Insurance Agent/Registered Representative/CPA - Start Date: 9/01/2023 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Toron Management - Investment Related: No - Address: 6305 Knolls Pond Lane, Fairfax Station, VA - Nature of Business: Real Estate Property Management - Title or Relationship: Owner - Start Date: 1/01/2007 - Hours per month: 10 - Hours per month during trading hours: 0 - Duties: Real estate property management and collection of rental income on monthly basis

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-08
S63	Uniform Securities Agent State Law Examination	1997-07-28

S65 Uniform Investment Adviser Law Examination

2003-12-08
S63 Uniform Securities Agent State Law Examination

1997-07-28

Other Names

Anthony Drake Abrams

View on SEC IAPD