Inactive

Anthony Paul Caputo

Pallas Capital Advisors, LLC

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Current Employers

Pallas Capital Advisors, Llc

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-08-19

NJ RA
APPROVED

Since 2026-08-19

Branch Locations

Park Ridge, NJ • United States

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Michigan	Ann Arbor	MI	08/2022	05/2026
Full-Time Student	Topsfield	MA	08/2016	05/2022
Pallas Capital Advisors Llc	Park Ridge	NJ	07/2026	Present
Pallas Capital Advisors Llc	Braintree	MA	06/2025	08/2025
Peak Event Services	Woburn	MA	05/2024	08/2024
Fresh Kitchen / College Fresh, Inc.	Ann Arbor	MI	01/2023	03/2024
Teresas Prime	North Reading	MA	06/2023	08/2023
Dunkin'	Topsfield	MA	06/2020	09/2022
Capco Craine & Hoist, Inc.	Rowley	MA	02/2019	06/2022

08/2022 → 05/2026

University Of Michigan

Ann Arbor, MI
08/2016 → 05/2022

Full-Time Student

Topsfield, MA
07/2026 → Present

Pallas Capital Advisors Llc

Park Ridge, NJ
06/2025 → 08/2025

Pallas Capital Advisors Llc

Braintree, MA
05/2024 → 08/2024

Peak Event Services

Woburn, MA
01/2023 → 03/2024

Fresh Kitchen / College Fresh, Inc.

Ann Arbor, MI
06/2023 → 08/2023

Teresas Prime

North Reading, MA
06/2020 → 09/2022

Dunkin'

Topsfield, MA
02/2019 → 06/2022

Capco Craine & Hoist, Inc.

Rowley, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-27

S65 Uniform Investment Adviser Law Examination

2026-07-27

View on SEC IAPD

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