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Katherine Rose Dalton

Florida Financial Advisors, LLC

Atlanta, GA

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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-10
FL RA APPROVED 2026-08-05
  • GA RA
    APPROVED
    Since 2026-08-10
  • FL RA
    APPROVED
    Since 2026-08-05

Branch Locations

550 Pharr Road Ne Suite 400, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Georgia Financial Advisors Atlanta GA 07/2026 Present
Auburn University Office Of Gift Planning Auburn AL 05/2025 04/2026
Kennett Trust Bank Kennett MO 06/2023 08/2023
Auburn University Auburn AL 08/2022 05/2026
Kennett Public Schools Kennett MO 08/2008 05/2022
  • 07/2026 → Present
    Florida Financial Advisors Dba Georgia Financial Advisors
    Atlanta, GA
  • 05/2025 → 04/2026
    Auburn University Office Of Gift Planning
    Auburn, AL
  • 06/2023 → 08/2023
    Kennett Trust Bank
    Kennett, MO
  • 08/2022 → 05/2026
    Auburn University
    Auburn, AL
  • 08/2008 → 05/2022
    Kennett Public Schools
    Kennett, MO
Other Businesses

Florida Financial Advisors (DBA Georgia Financial Advisors). Investment Related. 550 Pharr Road NE, Suite 400 Atlanta, GA 30305. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Georgia Financial Advisors). Investment-Related. 550 Pharr Road NE, Suite 400 Atlanta, GA 30305. Nature of Business: Insurance. Position: Independent Contractor. 07/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-17
S63 Uniform Securities Agent State Law Examination 2026-06-18
  • S65 Uniform Investment Adviser Law Examination
    2026-07-17
  • S63 Uniform Securities Agent State Law Examination
    2026-06-18
Other Names
  • Katie Dalton

View on SEC IAPD

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