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Olivia Claire Sullivan

Ubs Financial Services Inc.

Weehawken, NJ

Hoboken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-15
TX RA APPROVED 2021-10-14
  • NJ RA
    APPROVED
    Since 2021-10-15
  • TX RA
    APPROVED
    Since 2021-10-14

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2016 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2018 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2020 09/2021
Ubs Financial Services Inc. Weehawken NJ 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-07
S63 Uniform Securities Agent State Law Examination 2017-11-10
  • S66 Uniform Combined State Law Examination
    2020-08-07
  • S63 Uniform Securities Agent State Law Examination
    2017-11-10
Other Names
  • Olivia Lang
  • Olivia Claire Lang
  • Olivia Sullivan

View on SEC IAPD

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