Roberto Rene Rivera

Ubs Financial Services Inc.

San Antonio, TX

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-20

TX RA
APPROVED

Since 2026-08-20

Branch Locations

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Falcon International Bank	Laredo	TX	05/2023	01/2024
International Bank Of Commerce	Zapata	TX	06/2024	09/2025
Cs Diana Martinez Llc	Laredo	TX	09/2025	04/2026
Ubs Financial Services Inc.	San Antonio	TX	06/2026	Present
Zapata Middle School	Zapata	TX	08/2014	05/2017
Zapata High School	Zapata	TX	08/2017	05/2021
Texas A&M International University	Laredo	TX	08/2021	05/2024
Texas A&M International University	Laredo	TX	07/2024	05/2026

05/2023 → 01/2024

Falcon International Bank

Laredo , TX
06/2024 → 09/2025

International Bank Of Commerce

Zapata, TX
09/2025 → 04/2026

Cs Diana Martinez Llc

Laredo, TX
06/2026 → Present

Ubs Financial Services Inc.

San Antonio , TX
08/2014 → 05/2017

Zapata Middle School

Zapata, TX
08/2017 → 05/2021

Zapata High School

Zapata, TX
08/2021 → 05/2024

Texas A&M International University

Laredo, TX
07/2024 → 05/2026

Texas A&M International University

Laredo , TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-06-10
S65	Uniform Investment Adviser Law Examination	2026-05-12

S63 Uniform Securities Agent State Law Examination

2026-06-10
S65 Uniform Investment Adviser Law Examination

2026-05-12

Other Names

Roberto Rivera

View on SEC IAPD

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