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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-22
  • NY RA
    APPROVED
    Since 2024-02-22

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2016 04/2018
Bbva Securities Inc. New York NY 07/2019 03/2022
Mj Boyd New York NY 05/2018 06/2019
Ubs Financial Services New York NY 04/2022 Present
  • 09/2016 → 04/2018
    Morgan Stanley
    New York, NY
  • 07/2019 → 03/2022
    Bbva Securities Inc.
    New York, NY
  • 05/2018 → 06/2019
    Mj Boyd
    New York, NY
  • 04/2022 → Present
    Ubs Financial Services
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-30
S63 Uniform Securities Agent State Law Examination 2020-07-16
  • S66 Uniform Combined State Law Examination
    2022-04-30
  • S63 Uniform Securities Agent State Law Examination
    2020-07-16

View on SEC IAPD

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