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Tien Pham

Royce Wealth Management LLC

La Jolla, CA

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Current Employers
Royce Wealth Management Llc

4275 Executive Square Suite 200 #1020, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-26
  • CA RA
    APPROVED
    Since 2026-08-26

Branch Locations

4275 Executive Square Suite 200 #1020, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gpw Llp San Diego CA 01/2024 12/2025
Unemployed Rancho Cordova CA 01/2016 12/2023
Gursey Schneider Llp Los Angeles CA 01/2026 Present
Royce Wealth Management Llc San Diego CA 08/2026 Present
Royce Advisors Llc San Diego CA 07/2026 Present
  • 01/2024 → 12/2025
    Gpw Llp
    San Diego, CA
  • 01/2016 → 12/2023
    Unemployed
    Rancho Cordova, CA
  • 01/2026 → Present
    Gursey Schneider Llp
    Los Angeles, CA
  • 08/2026 → Present
    Royce Wealth Management Llc
    San Diego, CA
  • 07/2026 → Present
    Royce Advisors Llc
    San Diego, CA
Other Businesses

Yes, employee, Tax Associate, non investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-29
  • S65 Uniform Investment Adviser Law Examination
    2026-04-29

View on SEC IAPD

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