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105 Spring Garden Mill Drive, Newtown, PA 18940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-06 |
Branch Locations
105 Spring Garden Mill Drive, Newtown, PA 18940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Dental Labs | Bristol | PA | 05/2017 | 08/2017 |
| Pier 1 Imports | Newtown | PA | 06/2020 | 08/2020 |
| Harrison Generator | Newtown | PA | 05/2021 | 08/2021 |
| Andrew Garrett, Inc. | Newtown | PA | 05/2022 | 08/2022 |
| Prociak And Associates | Wilkes-Barre | PA | 01/2023 | 05/2023 |
| Kearney And Company | Alexandria | VA | 06/2023 | 08/2023 |
| Wilkes University | Wilkes-Barre | PA | 08/2023 | 12/2023 |
| Andersen Tax, Llc | Philadelphia | PA | 01/2024 | 08/2025 |
| Michigan State University | East Lansing | MI | 08/2025 | 05/2026 |
| Bucks Capital Advisers Llc | Newtown | PA | 08/2026 | Present |
| Autozone | Wilkes-Barre | PA | 09/2022 | 12/2022 |
| Council Rock School District | Newtown | PA | 08/2017 | 06/2020 |
| Council Rock School District | Newtown | PA | 08/2016 | 05/2017 |
| Wilkes University | Wilkes-Barre | PA | 08/2021 | 05/2022 |
| Wilkes University | Wilkes-Barre | PA | 08/2020 | 05/2021 |
Name of other business: Life and Health Insurance Agent - Investment related: Yes - Address of other business: 105 Spring Garden Mill Drive, Newtown, PA 18940 - Nature of other business: Life and Health Insurance Sales - Position: Agent - Title or relationship with other business: Sole Proprietor - Start date of relationship: 5/13/2026 - hours/month devoted to other business: 10 hours per month - Hours during security trading hours: 0 hours per month - Duties relating to other business: Life and Health insurance sales that are incidental to IAR duties. Conducted on an as needed and requested by the client basis to offer them the convenience of not having to engage another professional. This is in line with our firm's desire to offer a wholistic approach to wealth management and investment advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-25 |
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