Inactive

Katherin Marie Goguen

Ballentine Partners

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Current Employers

Ballentine Partners

230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-07-27
NH	RA	APPROVED	2026-07-16

MA RA
APPROVED

Since 2026-07-27
NH RA
APPROVED

Since 2026-07-16

Branch Locations

230 Third Ave, 6Th Fl, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scs Financial	Boston	MA	07/2016	09/2020
Windrose Advisors	Waltham	MA	09/2020	06/2026
Ballentine Partners, Llc	Waltham	MA	06/2026	Present

07/2016 → 09/2020

Scs Financial

Boston, MA
09/2020 → 06/2026

Windrose Advisors

Waltham, MA
06/2026 → Present

Ballentine Partners, Llc

Waltham, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-15

S65 Uniform Investment Adviser Law Examination

2026-07-15

Other Names

Kati Goguen

View on SEC IAPD

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